Licensed Environment

Wolver Hill Asset Management Asia Limited is a Hong Kong incorporated company licensed by the Hong Kong Securities and Futures Commission (“SFC”) for conducting type 4 regulated activities – securities advising and type 9 regulated activities (asset management). Rogers Investment Advisors K.K. is registered with the Kanto Finance Bureau as a registered investment advisor. Fund managers have access to WHAMAL’s regulatory coverage either in Hong Kong or Tokyo.

Alternatively, fund managers can engage WHAMAL to establish their investment advisory entities (See Fund Establishment)